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Cove Capital Takes Industrial DST Offering Full Cycle

October 12, 2022

Cove Capital Investments, a sponsor of Delaware statutory trusts and other real estate investment offerings, has taken its Cove Dulles...

SEC Accepts Offer of Settlement from Former Merrill Lynch Advisor

October 12, 2022

The Securities and Exchange Commission has accepted an Offer of Settlement from Shaun P. Golden, a former advisor for Merrill...

Syndicated Equities Buys 100% Net Leased Property in Oklahoma City for DST Offering

October 12, 2022

Syndicated Equities, a sponsor of securitized 1031 exchange offerings, announced the acquisition of the Heartland Payment Systems Corporate Headquarters in...

Prospect Capital Corporation Adds to Non-Traded Preferred Stock Offering

October 11, 2022

Prospect Capital Corporation (NASDAQ: PSEC), a publicly traded business development company, announced that the company has added new 6.50% Series...

ADISA Names 2022 Winners of its ACE, Distinguished Service and President’s Awards

October 11, 2022

The Alternative & Direct Investment Securities Association, a trade association representing the non-traded alternative investment space, announced the 2022 winners...

SEC Obtains Final Judgment Against Edward Jones Advisor

October 11, 2022

The Securities and Exchange Commission has obtained a final judgment against Ronald T. Molo, a former investment professional at Edward...

CORE Pacific Advisors Buys $150 Million Multifamily Property

October 11, 2022

CORE Pacific Advisors, an investment advisory firm and sponsor of securitized 1031 exchange offerings, announced the acquisition of Arbour Commons...

Multiple False Personas and Millions in Fraud

October 10, 2022

The Securities and Exchange Commission announced charges against Justin Costello for using a false persona as a Harvard-educated military veteran...

Capital Square Purchases Louisville Multifamily Community for DST Offering

October 10, 2022

Capital Square, a sponsor of tax-advantaged real estate investments, acquires Lyric at Norton Commons, a Class A+, 273-unit mixed-use multifamily...

Comrit Intends to Commence Tender Offer for Shares of CIM REIT

October 10, 2022

Comrit Investments 1 LP, a Tel Aviv-based investment fund, has made a filing with the SEC indicating their intent to...

FINRA Issues Member Alert Regarding ACATS Fraud

October 10, 2022

The Financial Industry Regulatory Authority released a regulatory notice alerting firms of a rise in fraudulent transfer of customer accounts...

Bluerock Homes Trust Begins Trading on NYSE American

October 7, 2022

Bluerock Homes Trust Inc. (NYSE American: BHM) launched as an externally managed real estate investment trust focused on the single-family...

Whitehall-Parker Securities CEO Passes Away at Age 65

October 7, 2022

Robert Loo, president and chief executive officer of independent broker-dealer Whitehall-Parker Securities, died on Sept. 20, 2022 at age 65.Born...

Comrit Intends to Launch Unsolicited Tender Offer for Shares of Inland REIT

October 7, 2022

Comrit Investments 1 LP, a Tel Aviv-based investment fund, has made a filing with the SEC indicating their intent to...

Former Merrill Lynch Advisor Launches Independent Practice through LPL

October 7, 2022

LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisor Alexander Guiliano launched a New Jersey-based independent practice,...