SEC Reaches $400,000 Settlement with Former Investment Advisor
October 19, 2022
The Securities and Exchange Commission obtained a final judgment against California-based investment adviser Keith Springer and his firm, Springer Investment...
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Wealth Enhancement Group and CAIS Enter Partnership
October 19, 2022
CAIS, a financial product platform for independent wealth management, partnered with Wealth Enhancement Group, an independent wealth management firm with...
Griffin Capital OZ Fund Breaks Ground on Colorado Multifamily Community
October 18, 2022
Griffin Capital Company LLC and Legacy Partners have announced the start of construction on a 380-unit multifamily community located in...
Montego Minerals Closes Thirteenth Portfolio for $11.7 Million
October 18, 2022
Montego Minerals, an investor in oil and gas royalties and mineral rights in the Permian Basin, has closed its thirteenth...
IGRE Adds Industry Veteran Bill Cerelli to Sales Team
October 18, 2022
Investment Grade R.E. Income Fund LP, a $100 million Regulation A+ fund that owns and operates a portfolio of single-tenant,...
Ares Industrial REIT Updates Monthly NAV Per Share
October 18, 2022
Ares Industrial Real Estate Income Trust Inc., a publicly registered non-traded real estate investment trust managed by Ares Management Corporation...
Sponsored: Peachtree Joins the Alternative Investment Exchange Platform
October 18, 2022
Peachtree Hotel Group has selected the Alternative Investment Exchange's AIX Platform as the primary electronic platform provider to streamline the...
SEC Charges National Realty Investment Advisors with $600 Million “Ponzi-Like Fraud”
October 17, 2022
The Securities and Exchange Commission has charged New Jersey-based National Realty Investment Advisors LLC and four of its former executives...
Croatan Expands Executive Team with New Head of Capital Markets
October 17, 2022
Croatan Investments, a sponsor of Delaware statutory trust offerings and other private placements, announced the addition of Chris Zollo as...
AIX Announces Integration with Infinity Financial Services
October 17, 2022
Alternative Investment Exchange, a financial technology services provider focused on non-traded alternative investments, announced that independent broker-dealer Infinity Financial Services...
Sponsored: Self-Storage Continues Trend of Strong Performance in Today’s CRE Market
October 17, 2022
Due to its favorable demand and supply fundamentals, the self-storage sector remains a recession-resilient commercial real estate asset. Self-storage is...
SEC Sanctions “Fraud Guarantee” Principal for Fraud
October 14, 2022
The U.S. District Court for the Southern District of New York entered a final consent judgment against Florida resident Lev...
Cetera Financial Attracts Record $6.3 Billion in Assets via Third Quarter Recruiting
October 14, 2022
Cetera Financial Group, one of the nation’s largest networks of independently managed broker-dealers, attracted a record $6.3 billion through third quarter recruiting...
Grubb Properties Adds 672 Units across Five Properties in Opportunity Zones
October 14, 2022
Grubb Properties, a commercial real estate firm and opportunity zone fund sponsor, announced the commencement of development on five new...
Sageview to Acquire Former LPL Affiliate with $415 Million in Client Assets
October 14, 2022
SageView Advisory Group, an independent registered investment advisory firm, announced the acquisition of Deer Park, Illinois-based Lakeview Wealth Management, an...
American Healthcare REIT Adds Head of IR as it Pursues NYSE Listing
October 13, 2022
American Healthcare REIT Inc., a non-traded real estate investment trust created by the merger of Griffin-American Healthcare REIT III and...
Griffin Capital Qualified Opportunity Zone Fund II Breaks Ground on Houston Apartment Development
October 13, 2022
Griffin Capital Company LLC and their joint venture partner Greystar Real Estate Partners announced the start of construction on a...
Former Raymond James Advisors Launch Independent Practice through LPL
October 13, 2022
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisors Beau Jones, Chris Story, Taylor Roberts and Joseph...
Greenbacker Buys Renewable Energy Project in Virginia
October 13, 2022
Greenbacker Capital Management, a non-traded limited liability company focused on green energy investments, has purchased a 3.9 megawatts (DC) to-be-constructed...
Department of Labor Proposes Rule to Restrict Classification of IBD Reps as Independent Contractors
October 12, 2022
The Department of Labor has published a Notice of Proposed Rulemaking to help employers and workers determine whether a worker...
