SEC Reaches Final Judgments in Ponzi Scheme
August 16, 2023
The Securities and Exchange Commission has obtained final judgments in a previously filed case against Thomas D. Renison and Timothy...
Rafael Novales
Articles
Cove Capital Purchases Two DFW Properties for DST Offering
August 16, 2023
Cove Capital Investments LLC, a private equity real estate firm and Delaware statutory trust sponsor company, announced it has completed the...
Non-Listed BDC’s Reached $47.2 Billion in Q2
August 15, 2023
Non-listed business development companies grew to a combined aggregate net asset value of $47.2 billion as of the end of...
SageView Advisory Names New Chairman and CEO
August 15, 2023
SageView Advisory Group, an independent registered investment advisory firm, announced that founder and current CEO Randy Long will assume the...
Bluerock Value Exchange Delivers 138% Total Return on Sale of Georgia DST Property
August 15, 2023
Bluerock Value Exchange, a sponsor of syndicated 1031 exchange offerings, announced the sale of Glenwood at Grant Park, a 216-unit...
BV Capital Fully Subscribes $31 Million DST Offering
August 15, 2023
BV Capital, a member of the Bridgeview family of companies, announced it has fully subscribed the company’s inaugural offering, BV...
Former Raymond James Advisors with $205 Million in Assets Launch Firm with LPL Financial
August 15, 2023
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisors Colleen Schuler and John Gibson have joined LPL...
SEC Rejects Request to Remove Former LPL Rep’s FINRA Sanctions
August 14, 2023
The Securities and Exchange Commission announced that they rejected a request from a broker to alter a consent agreement made...
Michigan RIA Files Lawsuit Over Trademark of Altruist Name
August 14, 2023
Altruist Financial Advisors LLC, a Michigan-based financial advisory firm, has filed a lawsuit against Altruist Corporation, an investment platform, regarding...
Greenbacker Capital Completes $148 Million Solar Power Financing Commitment
August 14, 2023
Greenbacker Capital Management, a leading renewable energy asset manager through an affiliated investment vehicle has completed a $148 million tax...
CNL Strategic Capital Announces Q2 Results
August 14, 2023
CNL Strategic Capital LLC, a publicly registered non-traded limited liability company, announced its operating results for the six months ended...
Sponsored: Lighthouse Life Continues Growth
August 14, 2023
Lighthouse Life Solutions LLC, a subsidiary of Lighthouse Life Capital LLC, and their parent company LHL Strategies Inc. continued its...
Former LPL Advisor Sentenced to 54 Months in Prison
August 11, 2023
A former LPL Financial advisor was sentenced in a Boston federal court to 54 months in prison for defrauding elderly...
Cetera Adds $50 Billion of Client Assets with Acquisition of Securian Financial Group
August 11, 2023
Cetera Financial Group, one of the nation’s largest networks of independently managed broker-dealers, announced that it has completed its acquisition...
SmartStop Self Storage Reports Results for Q2 of 2023
August 11, 2023
SmartStop Self Storage REIT Inc., a self-managed and fully integrated non-traded real estate investment trust, announced its overall results for...
RIA with $3 Billion in Client Assets Departs Schwab for Axos
August 11, 2023
CG Advisory Services, a registered investment advisor with $3.1 billion in client assets, is moving from Charles Schwab’s custody platform...
FINRA Bars Former Raymond James Broker; Fines and Suspends LPL Brokers
August 10, 2023
The Financial Industry Regulatory Authority barred a former Raymond James and B. Riley Welath Management advisor who allegedly submitted falsified...
Silver Star Properties Hires New Chief Executive Officer
August 10, 2023
Silver Star Properties REIT Inc., a non-traded real estate investment trust formerly known as Hartman Short Term Income Properties XX...
Cove Capital Fully Subscribes $21.6 Million DST Offering
August 10, 2023
Cove Capital Investments LLC, a private equity real estate firm and Delaware statutory trust sponsor company, announced its Cove Parkdale...
Wood Wealth Management Launches Via LPL Financial
August 10, 2023
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisor Brendan Wood, has joined LPL’s employee advisor channel,...
