LODAS Markets Names Transfer Agent Business EVP, Head of Product
November 7, 2024
LODAS Markets, a web-based marketplace for the secondary trading of illiquid real estate and alternative investments, recently named Kyle Robey as executive...
Mari Nicholson
Mari Nicholson is the managing editor of AltsWire. She reports on alternative investments for retail investors that are distributed via broker-dealers and registered investment advisers, as well as topics that affect these investors, financial advisers, and sponsors. Alternative investment funds covered by AltsWire include real estate investment trusts, business development companies, interval funds, closed-end funds, Delaware statutory trusts, utilized for tax-advantaged 1031 exchanges, qualified opportunity zone funds, as well as other unlisted publicly registered offerings and private placement investments.
Articles
Hamilton Point Adds Financial Services Pro as New VP of Sales and Marketing
November 6, 2024
Real estate investment firm Hamilton Point Investments LLC has hired Matthew Incitti to serve as vice president of sales and...
Inland Private Capital Subscribes Self-Storage Redevelopment-Focused Fund
November 6, 2024
Real estate investment manager Inland Private Capital Corporation announced the close of the private investment offering of IPC Self-Storage Redevelopment Fund...
FINRA Fines Concorde $130,000+ for Unsuitable GPB Capital Sales
November 6, 2024
The Financial Industry Regulatory Authority announced that it has censured and fined Concorde Investment Services LLC, a Michigan-based registered investment...
FS Credit REIT Has CFO Change, Closes $32 Million Senior Loan in Vegas
November 6, 2024
Christopher Condelles recently resigned from his role as chief financial officer of FS Credit Real Estate Income Trust, a monthly...
LPL Adds Former Cambridge Team With $205 Million in Assets
November 5, 2024
Financial advisers Randy Petrilli, Matt Goodwin, Travis Whitaker, and Jeff McWhorter of Goodwin Petrilli Financial have joined LPL Financial’s broker-dealer,...
FINRA Fines Morgan Stanley $1 Million for Market Access Violations
November 5, 2024
The Financial Industry Regulatory Authority announced that it has censured and fined Morgan Stanley & Co LLC $1 million for...
Aspen Standard Wealth Acquires $2.8 Billion AUM Summitry
November 5, 2024
Newly established registered investment adviser-acquirer Aspen Standard Wealth has made its first purchase since its April 2024 launch and acquired...
Apollo Realty Income Solutions Total Monthly NAV Up Almost 4.3%
November 5, 2024
Apollo Realty Income Solutions Inc., a non-traded net asset value real estate investment trust sponsored by Apollo Global Management Inc.,...
Nuveen Churchill Private Capital Income Fund Enters Agreement to Purchase Other Nuveen BDC Entity
November 4, 2024
Nuveen Churchill Private Capital Income Fund, or PCAP, and Nuveen Churchill Private Credit Fund, or NCPCF – both non-traded business...
Gladstone Adds Director of National Accounts to Cover Independent Broker-Dealer Channel
November 4, 2024
Gladstone Securities LLC, an affiliated broker-dealer of The Gladstone Companies which acts as dealer manager on alternative investment offerings for...
BlackRock Private Credit Fund Appoints Tseng as Chair
November 4, 2024
Effective at close of business on Jan. 31, 2025, Philip Tseng will begin serving as chair of the board of...
ExchangeRight Essential Income REIT NAV Increases for Three Consecutive Quarters
November 4, 2024
ExchangeRight, a sponsor of Delaware statutory trust and non-traded real estate investment trust investment offerings, announced that the net asset...
Directory Spotlight: Pacific Oak
November 4, 2024
LPL Financial Q3 2024 Earnings Per Share Up 16.5% Year-Over-Year
November 1, 2024
LPL Financial Holdings Inc. announced results for its third quarter ended Sept. 30, 2024, reporting net income of $255 million...
JP Morgan to Pay $151 Million to Resolve SEC Enforcement Actions
November 1, 2024
The U.S. Securities and Exchange Commission today charged J.P. Morgan Securities LLC (JPMS) and J.P. Morgan Investment Management Inc. (JPMIM)...
Inland Private Capital Fully Subscribes $37 Million Self-Storage DST
November 1, 2024
Real estate investment manager Inland Private Capital Corporation has completed a $37 million-plus capital raise for the private investment offering of...
SEC Charges Floridian With Operating $1.6 Million Ponzi Scheme Targeting Serbian-American Community
November 1, 2024
The U.S. Securities and Exchange Commission charged Pannon Investment Advisors LLC and Dusan Varga, its chief executive officer, alleging they...
FINRA’s Metaverse Report Highlights Potential Challenges, Opportunities for Securities Industry
November 1, 2024
The Financial Industry Regulatory Authority recently released its latest report, The Metaverse and the Implications for the Securities Industries, detailing...
Capital Group, KKR Register to Launch Pair of Public-Private Fixed Income Funds
October 31, 2024
Global investment firms KKR and Capital Group have filed registration statements with the U.S. Securities and Exchange Commission for two...
