North Capital provides the regulated infrastructure behind private and exempt securities transactions. We support issuers, fund sponsors, investment platforms, and financial intermediaries across the full lifecycle of an offering, with particular depth in two areas: managing broker-dealer services and custody of alternative assets. Our team consists of experienced specialists in private securities, known for responsive service, fast turnaround times, and competitive pricing.

Managing Broker-Dealer Services. North Capital Private Securities Corporation (NCPS) is an SEC-registered broker-dealer, member FINRA/SIPC, registered in all 50 states. NCPS serves as managing broker-dealer and compliance partner for Reg D 506(c) and 506(b), and Reg A+ offerings supporting real estate sponsors, fund managers, and investment platforms nationwide. NCPS also acts as statutory broker for interval funds, tender offer funds, and mutual funds. Sponsors choose NCPS for the depth of our regulatory expertise and for turnaround times that are among the fastest in the industry, keeping offerings on schedule without compromising compliance.

Custody. North Capital provides custody for alternative and private securities on behalf of broker-dealers, RIAs, funds, and investment platforms. Our technology-enabled custody platform supports a wide range of asset types that traditional custodians are often unwilling to hold, with transparent, competitive pricing and direct access to our operations team. Custody integrates with our escrow, transaction, and secondary trading capabilities, allowing clients to consolidate service providers under one roof.

Escrow. Technology-enabled escrow for Reg  and Reg A+ offerings and M&A transactions, with flat-fee pricing, a real-time portal, and support for ACH, wire, and check.

Investor Verification. North Capital’s platform powers KYC/AML, accredited investor (506(c)), and qualified purchaser verification, along with background checks.

Secondary Trading. PPEX, our SEC-registered alternative trading system, supports secondary trading of alternative assets through both an interface and API.

Whether you are a fund sponsor launching a registered fund, a real estate sponsor raising through private placements, or an intermediary seeking a custody partner for alternative assets, North Capital delivers institutional-quality execution under one roof.